We were privileged to have joined us as a guest on AML Grey Matters Elisabeth Lees of Claritas to discuss the FATF Mutual Evaluations changes in … [Read more...] about FATF Mutual Evaluations Changes to 5th Round with Elisabeth Lees
Risk Management
Client Risk Assessment Best Practices with Corinna Venturi
So much has changed in the past few years with new industries emerging and tense geopolitical factors changing daily. With more regulators under … [Read more...] about Client Risk Assessment Best Practices with Corinna Venturi
Cyber Security Risks and Mitigation – Interview with Foster Davis of Breachbits
AML auditors and regulatory examiners are increasingly focusing on data security and this includes your cyber security. In this webinar, Jacob Foster … [Read more...] about Cyber Security Risks and Mitigation – Interview with Foster Davis of Breachbits
What is Ongoing Monitoring?
When it comes to ongoing monitoring, compliance professionals recognize two AML obligations. The first is to obtain due diligence on clients. And the … [Read more...] about What is Ongoing Monitoring?
PEP Risk Assessment Challenges with Susan Grossey
Susan and Kimberly discuss Politically Exposed Person challenges. Who should be a PEP? What do you do with a retired or dead PEP? Is a family member … [Read more...] about PEP Risk Assessment Challenges with Susan Grossey
Risk Rating Methodology with Aamar Ahmad
Aamar shares his 2 pillars approach and best practices for applying a risk rating methodology to your client risk assessments to comply with … [Read more...] about Risk Rating Methodology with Aamar Ahmad
