AML auditors and regulatory examiners are increasingly focusing on data security and this includes your cyber security. In this webinar, Jacob Foster … [Read more...] about Cyber Security Risks and Mitigation – Interview with Foster Davis of Breachbits
AML Grey Matters
When it comes to ongoing monitoring, compliance professionals recognize two AML obligations. The first is to obtain due diligence on clients. And the … [Read more...] about What is Ongoing Monitoring?
Due to time constraints and other speaking engagements, we were unable to host an AML Compliance Grey Matters webinar in October or November. In lieu … [Read more...] about What Compliance Managers Should Report to the Board: Interview with a Board Member
How can a company know if their MLRO is effective and submitting SARs timely and in a manner useful to law enforcement? Kimberly and Paul discuss … [Read more...] about MLRO Supervision with Paul Coleman
Kimberly Smith of SILO Compliance, a client due diligence and AML management solution, and Anthony Sahakian of Quantum Integrity, a deep fake analysis … [Read more...] about Deep Fakes with Anthony Sahakian of Quantum Integrity
Susan and Kimberly discuss Politically Exposed Person challenges. Who should be a PEP? What do you do with a retired or dead PEP? Is a family member … [Read more...] about PEP Risk Assessment Challenges with Susan Grossey